The Macro View

DOL Updates 401K E-Delivery Regulations

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  On May 21, the Labor Department unveiled a new safe harbor for electronic disclosures making it easier for employers to disseminate 401k notices to plan participants. The new safe harbor is known as the “notice and access” safe harbor method. Here is a quick overview: Initial Notice The final rule continues to require that… Read more »

SECURE Act’s Impact on Personal Financial Planning

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  Earlier this year I had the privilege to meet with lawmakers on Capitol Hill to provide industry feedback on the implications of the Setting Every Community Up for Retirement Enhancement Act (aka the SECURE Act).   As expected the SECURE Act was included in the spending bill that Congress passed on December 19th.   The spending… Read more »